LPL Financial
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Program Year
Fellow: 2019
Areas of Practice
- Compliance
- Compliance > Investigations
- Compliance > Whistleblower
- E-Discovery/Technology
- Financial Services
- Financial Services > Financial Technology
- Government & Regulatory
- Government & Regulatory > Financial Institutions Regulation
- Government & Regulatory > Securities Litigation/Enforcement
- Securities
- Securities > Internal Investigations
Leadership Positions
Chief of Staff to the Chief Legal Officer. Oversee Compliance, Legal & Risk department of 1000 people. Currently lead a team of legal professionals managing Strategy, Budget, Communications, Headcount, Outside Counsel engagement and spend, Legal Operations, and Legal Technology.
